Tag Archives: criminal liability

De-Facto Financial Regulation in the Form of Corporate Criminal Liability for ESG is Coming 

By | June 23, 2022

Traditional financial regulation would take the form of legislation passed by Congress and then interpreted by agencies. We are not in that world anymore. Given Congressional paralysis, de-facto financial regulation is being pushed by the setting of agency agendas and being communicated to the business community through announcements of priorities and prosecutions.  For example, despite… Read More »