Author Archives: Hal S. Scott

The E.U.’s Digital Operational Resilience Act: Cloud Services & Financial Companies

By | September 27, 2021

In September 2020, the European Commission released a proposed regulation on digital operational resilience for the financial sector (“DORA”), which aims to establish a detailed and comprehensive framework on digital operational resilience for financial entities in the European Union (“EU”). DORA includes provisions governing the management of risks associated with financial entities’ outsourcing to technology service providers… Read More »

Regulation of Governance & Risk Management: The Intersection of Banking & Technology

By | August 26, 2021

Banking institutions in the United States and other markets increasingly rely on sophisticated technology to manage customer relations, monitor regulatory compliance, and execute core business functions such as lending. These kinds of technologies, in turn, necessitate corporate governance and risk management arrangements that address the associated risks and vulnerabilities. In our report, Regulation of Governance &… Read More »